Third Party Risk in the Financial Services Industry: A View from the OCEG Illustrated Series Slide Deck

Third Party Risk in the Financial Services Industry: A View from the OCEG Illustrated Series Slide Deck
Slide Deck filed in Internal Audit , Finance

Banks and other financial institutions face a unique set of risks and issues as they manage third party relationships.  Specific guidance has been developed by the Office of the Comptroller of the Currency, U.S. Department of the Treasury, and...

Banks and other financial institutions face a unique set of risks and issues as they manage third party relationships.  Specific guidance has been developed by the Office of the Comptroller of the Currency, U.S. Department of the Treasury, and supervisory oversight is expanding.

There are key process approaches and technology systems that enable a truly effective third party oversight capability, from initial due diligence and on-boarding through to the management of issues related to relationship termination and everything in between.

Our panel of experts will present an interactive discussion of the challenges and solutions being implemented by leading companies today.

Learning Objectives:

  • Define the key steps in lifecycle management of third parties
  • Determine when and how to impose requirements about use of “fourth parties”
  • Understand the core issues addressed in regulatory guidance

Speakers:

  • Marie Patterson, VP, Marketing, Hiperos
  • Walter Hoogmoed, Principal, Deloitte
  • Billy Spears, Chief Ethics, Privacy and Compliance Officer, Hyundai Capital America

Sponsored by Hiperos.

The post Third Party Risk in the Financial Services Industry: A View from the OCEG Illustrated Series appeared first on OCEG.

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