Regulatory Monitoring and Intelligence
Regulatory compliance creates big risks: regulatory risk, reputational risk, and even personal risks. This is increasing the demand for regulatory intelligence. In the Tech Talk video interview “Regulatory Monitoring and Intelligence,” Andrew Neblett, SVP, Thomson Reuters, helps us understand the challenges and opportunities of regulatory intelligence in the 27 interview videos below.
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04. The Cost of Compliance: Doing It Right
The cost associated with compliance when doing it right.
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05. The Cost and Regulatory Intelligence
Utilizing regulatory intelligence to improve efficiency and reduce cost.
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06. The Cost of Compliance: Doing It Wrong
The cost associated with compliance when doing it wrong.
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07. Asking the Right Questions
Importance of regulatory intelligence and asking the right questions to understand what laws and regulations apply or may apply.
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08. Does it Apply?
Factors to consider and how they vary firm to firm when determining what applies.
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09. Internal and External Triggers
Examples of internal and external triggers, and their impacts.
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11. Regulatory Intelligence and Competition
The role of regulatory intelligence as an advantage over competition when dealing with complicated circumstances.
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13. Principle-based vs. Rules-based
The advantages and disadvantages of a principle-based versus rules-based approach.
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14. Life Cycle of Regulatory Intelligence
Description of the general life cycle of regulatory intelligence.
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15. Before and After Technology Solutions
How technology solutions facilitate positive change through organization and automation.
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18. Company Size as a Factor
Influence of company size on relevance in use of regulatory intelligence.
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22. Enforcements Database
Role of the enforcements database in tracking reinforcement activity.
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24. Evolution of Regulatory Intelligence
Evolution of the regulatory intelligence platform over the past five years.
