Regulatory Monitoring and Intelligence

Regulatory Monitoring and Intelligence
Collection filed under Regulatory Change Management , Information Technology

Regulatory compliance creates big risks: regulatory risk, reputational risk, and even personal risks. This is increasing the demand for regulatory intelligence. In the Tech Talk video interview “Regulatory Monitoring and Intelligence,” Andrew Neblett, SVP, Thomson Reuters, helps us understand the challenges and opportunities of regulatory intelligence in the 27 interview videos below.

1.
Video

01. Who is Andrew Neblett?

Introduction of Andrew Neblett: SVP, Thomson Reuters

2.
Video

02. Volume and Pace

The exponential increase in regulatatory intelligence over time.

3.
Video

03. Complexity and Conflict

Complexity and conflict as drivers for regulatory intelligence.

4.
Video

04. The Cost of Compliance: Doing It Right

The cost associated with compliance when doing it right.

5.
Video

05. The Cost and Regulatory Intelligence

Utilizing regulatory intelligence to improve efficiency and reduce cost.

6.
Video

06. The Cost of Compliance: Doing It Wrong

The cost associated with compliance when doing it wrong.

7.
Video

07. Asking the Right Questions

Importance of regulatory intelligence and asking the right questions to understand what laws and regulations apply or may apply.

8.
Video

08. Does it Apply?

Factors to consider and how they vary firm to firm when determining what applies.

9.
Video

09. Internal and External Triggers

Examples of internal and external triggers, and their impacts.

10.
Video

10. Reactive vs. Proactive

Taking a reactive versus proactive approach.

11.
Video

11. Regulatory Intelligence and Competition

The role of regulatory intelligence as an advantage over competition when dealing with complicated circumstances.

12.
Video

12. Conduct Risk

Explanation and boundaries of conduct risk.

13.
Video

13. Principle-based vs. Rules-based

The advantages and disadvantages of a principle-based versus rules-based approach.

14.
Video

14. Life Cycle of Regulatory Intelligence

Description of the general life cycle of regulatory intelligence.

15.
Video

15. Before and After Technology Solutions

How technology solutions facilitate positive change through organization and automation.

16.
Video

16. Taxonomy

What a taxonomy is and a look at it in context.

17.
Video

17. Location as a Factor

How regulatory structure varies in different countries.

18.
Video

18. Company Size as a Factor

Influence of company size on relevance in use of regulatory intelligence.

19.
Video

19. Within the Industry

Differences seen among segments of the financial services industry.

20.
Video

20. Stabilization and Change

Stabilization and change in various regulatory aspects.

21.
Video

21. Benchmarking and Analytics

The role of benchmarking and analytics.

22.
Video

22. Enforcements Database

Role of the enforcements database in tracking reinforcement activity.

23.
Video

23. Enforcement and Benchmarking

Enforcement action as a benchmark.

24.
Video

24. Evolution of Regulatory Intelligence

Evolution of the regulatory intelligence platform over the past five years.

25.
Video

25. Mobile Development

Addressing high mobile demand.

26.
Video

26. Integration

Importance of integration and driving towards the open platform model.

27.
Video

27. Where this is Going

Projection of the next five years.

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