How to Conduct Ethics and Compliance Investigations

How to Conduct Ethics and Compliance Investigations
Illustration filed in Investigations , Compliance , Controls , Risk

Every organization should encourage employees and stakeholders to report compliance concerns and strive to ensure appropriate investigation of all reported issues.  Without compromising independence or objectivity, a well-designed Investigation system...

Every organization should encourage employees and stakeholders to report compliance concerns and strive to ensure appropriate investigation of all reported issues.  Without compromising independence or objectivity, a well-designed Investigation system escalates significant matters for oversight, notifies appropriate leadership who have a legitimate ‘need to know’, and provides key feedback to business stakeholders to improve the organization’s operations.

 

Developed by OCEG with contributions from Littler.

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