How to Conduct Ethics and Compliance Investigations

How to Conduct Ethics and Compliance Investigations
Illustration filed in Investigations , Compliance , Controls , Risk

Check out what a well-designed investigation workflow looks like.

Every organization should encourage employees and stakeholders to report compliance concerns and strive to ensure appropriate investigation of all reported issues. Without compromising independence or objectivity, a well-designed Investigation system escalates significant matters for oversight, notifies appropriate leadership who have a legitimate ‘need to know’, and provides key feedback to business stakeholders to improve the organization’s operations.

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